Securities Board

State of Texas

Official Website: https://www.ssb.texas.gov/

Forms & Documents

Browse all Securities Board government forms

1 - 20 of 36 forms

Form Title Topics
133.10 Investment Company Report of Sales in the State of Texas
133.11 Sales Report Form for Non-Continuous Offerings
133.12 Renewal Application for Mutual Funds and Other Continuous Offerings
133.13 Application for Renewal Permit
133.14 Consent of Independent Accountants
133.15 Texas Crowdfunding Portal Registration
133.16 Texas Crowdfunding Portal Withdrawal of Registration
133.18 Certification of Balance Sheet by Principal Financial Officer
133.19 Waiver or Refund Request by a Military Applicant
133.20 Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity
133.21 Crowdfunding Exemption Notice
133.23 Request for Recognition of Out-Of-State License or Registration Pursuant to Occupations Code §55.0041
133.26 Request for Determination of Money Market Fund Status for Federal Covered Securities
133.27 Year-End Report of Sales of Federal Covered Securities by a Money Market Fund
133.29 Intrastate Exemption Notice
133.2 Public Information Charges - Billing Detail
133.30 Information Concerning Projected Market Prices, and Related Market Information
133.34 Undertaking Regarding Non-issuer Sales
133.36 Request for Reduced Fees for Certain Persons Registered in Multiple Capacities
133.3 ADA Accommodations Request

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